on May 25, 2016Basel II compliance reports are based on recommendations by bank supervisors and central bankers to improve the consistency of capital regulations internationally, make regulatory capital more risk sensitive, and promote enhanced risk-management practices among international banking organizations.
Dependencies
The Basel II compliance reports have the following dependencies.
| SA Rules | App Rules |
|---|---|
| Accounts Created Accounts Deleted Accounts Modified Group Management User Access Revoked Password Changes Admin Access to Compliance Systems Details Admin Access to Compliance Systems Summary Access To Compliance Data Details Access to Compliance Data Summary Logon Failures Details Logon Failures Summary User Access to Compliance Systems Details User Access to Compliance Systems Summary Change in Audit Settings | account:created account:deleted account:modified account:group-management access:user-access-revoked account:password-change account:logon-failure config:change-audit-setting account:logon-success alm:cardholder-data |
Citations
The Basel II reports have the following Citations.
| Report Rule | Citation Number | Citation Description |
|---|---|---|
| Accounts Created | BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1 | This report displays user accounts that have been created. |
| Accounts Deleted | BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1 | This report displays user accounts that have been deleted. |
| Accounts Modified | BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1 | This report displays user accounts that have been modified. |
| Admin Access to Compliance Systems - Detail | BASEL II; ISO 27002 - 10.10.4 | This report displays all successful logons. |
| Admin Access to Compliance Systems - Top 25 | BASEL II; ISO 27002 - 10.10.4 | This report displays a count of successful logons. |
| Change in Audit Settings | BASEL II; ISO 15408-2 | This report displays all events that describe the audit settings that were enabled or disabled by users. |
| Access to Compliance Data - Detail | BASEL II | This report displays logs related to files accessed by users. The file names containing financial data can be added in the watchlist for a filtered view. |
| Access to Compliance Data - Top 25 | BASEL II | This report displays a count of files accessed by users. The file names containing financial data can be added in the watchlist for a filtered view. |
| Group Management | BASEL II; ISO 27002 - 11.1.1, 11.2.2, 11.4.6, 11.6.1 | This report displays access control rules and rights for all users and groups. |
| Logon Failures - Detail | BASEL II; ISO 27002 - 11.5.1 | This report contains a count of all logon failures. |
| Logon Failures - Top 25 | BASEL II; ISO 27002 - 11.5.1 | This report displays all logon failures. |
| Password Changes - Detail | BASEL II | This report contains logs of the accounts with password changes. |
| User Access Revoked | BASEL II; ISO 27002 - 11.2.1 | This report lists all rights removed from a user. |
| User Access to Compliance Systems - Detail | BASEL II; ISO 27002 -11.5.1 | This report displays all successful logons. |
| User Access to Compliance Systems - Top 25 | BASEL II; ISO 27002 -11.5.1 | This report displays a count of successful logons. |
| Account Management |
