on May 25, 2016The Gramm-Leach-Bliley Act (GLBA) requires companies defined under the law as “financial institutions” to ensure the security and confidentiality of this type of information. As part of its implementation of GLBA, the Federal Trade Commission (FTC) issued the Safeguards Rule, which requires financial institutions under FTC jurisdiction to have measures in place to keep customer information secure.
Dependencies
The GLBA compliance reports have the following dependencies.
| SA Rules | App Rules |
|---|---|
| Accounts Created Accounts Deleted Accounts Modified Group Management Change in Audit Settings Antivirus Signature Update Encryption Failures Inbound Network Traffic Outbound Network Traffic Password Changes Password Changes Summary User Access Revoked Successful Remote Access Details Successful Remote Access Summary Failed Remote Access Details Failed Remote Access Summary Successful Use of Encryption | account:created account:deleted account:modified account:group-management alm:inbound-network-traffic account:logon-failure alm:outbound-network-traffic account:password-change config:change-audit-setting av:signature-update encryption:failures access:user-access-revoked encryption:success access:remote-failure access:remote-success |
Citations
The GLBA reports have the following Citations.
| Report Rule | Citation Number | Citation Description |
|---|---|---|
| Account Management | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Accounts Created | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Accounts Deleted | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Accounts Modified | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Antivirus Signature Update | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Change in Audit Settings | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Encryption Failures | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Failed Remote Access - Detail | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Failed Remote Access - Top 25 | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Group Management | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Inbound Network Traffic - Top 25 | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Password Changes - Detail | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Password Changes - Top 25 | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Successful Remote Access - Detail | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Successful Remote Access - Top 25 | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Successful Use of Encryption | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| Outbound Network Traffic - Top 25 | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
| User Access Revoked | GLBA 15 USC, Subchapter I, 6801 (b) (2) | Financial institutions safeguards |
